OUR FIRM

A Focused Perspective on Private Capital.

A U.S. financial services firm connecting company needs, fund strategies, and professional capital market relationships.

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Professional Services with a Defined Purpose

SHANNON ADVISORS LLC serves companies, private funds, fund managers, and other professional market participants. Our business centers on brokerage services, private placement advisory, capital raising, and related transaction advisory work within the scope of applicable permissions.

Our role is to help participants understand and communicate the requirements behind capital transactions. We focus on the relationship between issuers and prospective professional investors, and on the practical coordination needed to move relevant business discussions forward.

Rather than treating every capital requirement as a standard product request, we consider the organization, its objectives, and the conditions surrounding the proposed transaction.

Clear Identity. Defined Business Scope.

Legal Name
SHANNON ADVISORS LLC
Business Focus
Brokerage and Private Placement Advisory Services
Regulatory Positioning
Capital Acquisition Broker — CAB
CRD Number
150305
SEC Number
8-68243
SEC Registration Effective Date
October 9, 2009

Our business is conducted within the applicable U.S. securities regulatory framework. The nature and availability of each service depend on the firm’s permitted activities, the parties involved, and the relevant transaction requirements.

COMPANY DOCUMENTS

Documents for Reference

View the supplied document images alongside the official FINRA BrokerCheck record (opens in a new tab).

These client-supplied images have not been independently authenticated. They do not establish additional licences or regulatory endorsement.

Principles That Guide Our Work

Professional Understanding

Learn the commercial and transaction context before defining the service requirement.

Clear Communication

Help relevant parties exchange information with a shared understanding of objectives and roles.

Defined Responsibilities

Maintain appropriate boundaries throughout advisory and coordination work.

Long-Term Relationships

Place value on sustained professional cooperation beyond an individual transaction.

Continuing to Serve a Developing Private Capital Market

As companies and fund managers seek more specialized capital relationships, SHANNON ADVISORS LLC remains focused on its core service areas.

We aim to strengthen our professional capabilities while maintaining a careful understanding of our role and responsibilities.